Fiscal impact reports (FIRs) are prepared by the Legislative Finance Committee (LFC) for standing finance

committees of the NM Legislature. The LFC does not assume responsibility for the accuracy of these reports

if they are used for other purposes.

Current FIRs (in HTML & Adobe PDF formats) are a vailable on the NM Legislative Website (legis.state.nm.us).

Adobe PDF versions include all attachments, whereas HTML versions may not. Previously issued FIRs and

attachments may be obtained from the LFC in Suite 101 of the State Capitol Building North.

F I S C A L I M P A C T R E P O R T

SPONSOR Feldman

DATE TYPED 1/25/05

HB

SHORT TITLE Guardianship Arrangement Study

SB 143

ANALYST Collard

APPROPRIATION

Appropriation Contained Estimated Additional Impact Recurring

or Non-Rec

Fund

Affected

FY05

FY06

FY05

FY06

$150.0

Recurring General Fund

(Parenthesis ( ) Indicate Expenditure Decreases)

Duplicates HB 143

SOURCES OF INFORMATION

LFC Files

Responses Received From

Developmental Disabilities Planning Council (DDPC)

Children, Youth and Families Department (CYFD)

SUMMARY

Synopsis of Bill

Senate Bill 143 appropriates $150 thousand from the general fund to DDPC for the purpose of

identifying the number of adults who are under probate court guardianship status, listing guardi-

ans who have responsibility to file annual reports and reviewing guardianship arrangements to

ensure the needs of incapacitated adults are being met.

DDPC indicates $100 thousand will be used for a pilot project to conduct a random sample of

visits in three judicial districts to determine the status of the wards, such as evaluation of the

ward’s placement and evaluation of ward’s care, and to provide instruction on submission of the

required annual report.

The remaining $50 thousand will be transferred to the Administrative Office of the Courts to re-

view the current guardianship records and identify the current incapacitated adults with guardi-

ans in New Mexico.

Senate Bill 143 -- Page 2

DDPC states the project will operate under the oversight of a multidisciplinary governance body

consisting of, but not limited to representatives of: Administrative Office of the Courts, New

Mexico Supreme Court, district judges, Office of Guardianship, Aging and Long Term Services

Department, Children Youth & Families Department, New Mexico Protection & Advocacy, New

Mexico Guardianship Association, New Mexico Highlands University, New Mexico State Uni-

versity, University of New Mexico and guardians.

Significant Issues

DDPC indicates Administrative Office of the Courts data states only 12 percent of the required

statutory annual reports are filed. The courts do not have an accurate data tracking system and

the total numbers of guardians/wards in New Mexico cannot be given a precise count. There is a

statutory penalty for not filling the annual report, but the courts do not check to see who has

filed, so there is no effective oversight of many of the guardians and wards once the guardianship

is ordered.

CYFD indicates its Adult Protective Services (APS) program establishes approximately 110 new

guardianships each year. With recent funding restrictions limiting the number of guardianships

available, monitoring the total number of guardianships in existence became critical for all enti-

ties needing these services for their clients.

CYFD also notes the Office of Guardianship began to monitor the number of guardianships es-

tablished in FY05, to track performance and mandatory reporting and to track the movement of

cases from private pay to indigent slots. However, the large number of cases, problems identified

by a task force and external team of experts, and incomplete reporting require a comprehensive

study and analysis.

PERFORMANCE IMPLICATIONS

CYFD indicates a detailed and accurate report of the number of cases and a resulting analysis of

the actual funds available for new slots would allow APS to make better use of an important re-

source for its clients. It is important to note that APS will transfer to the Aging and Long-Term

Services Department (ALTSD) in July 2005. Therefore, the performance implication will relate

to ALTSD and not CYFD.

FISCAL IMPLICATIONS

The appropriation of $150 thousand contained in this bill is a recurring expense to the general

fund. Any unexpended or unencumbered balance remaining at the end of FY06 shall revert to the

general fund.

DDPC notes this one-time allocation may require additional resources to address and identify

future problems.

ADMINISTRATIVE IMPLICATIONS

CYFD states, as a result of the study, APS may experience an increase in the availability of pro-

fessional guardianship slots for adults who lack decisional capacity and have no other decision

makers. This is a necessary resource for adult victims of abuse, neglect and/or exploitation, as

Senate Bill 143 -- Page 3

APS cannot intervene (except with short-term emergency placement) without a surrogate deci-

sion maker.

DDPC notes there are two components of administration oversight to this allocation: (1) DDPC

will provide administrative oversight on the pilot study of ward visits and (2) the Administrative

Office of the Courts will provide oversight of an administrative assistant to review and update

the court records.

DUPLICATION

Senate Bill 143 duplicates House Bill 143.

TECHNICAL ISSUES

DDPC notes the Office of Guardianship has no authority over private, family, or volunteer

guardianship; and there is currently no oversight or enforcement in this area.

KBC/lg