0001|                           HOUSE BILL 1149
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0002|     43rd legislature - STATE OF NEW MEXICO - first session, 1997
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0003|                            INTRODUCED BY
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0004|                             GARY K. KING
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0005|     
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0006|                                   
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0007|     
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0008|                                   
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0009|     
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0010|                                AN ACT
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0011|     RELATING TO THE ENVIRONMENT; PROVIDING FOR ENVIRONMENTAL
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0012|     AUDITS; PROVIDING FOR MITIGATION OF PENALTIES FOR VOLUNTARY
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0013|     DISCLOSURES ARISING FROM SELF-AUDITS; DECLARING AN EMERGENCY.
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0014|     
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0015|     BE IT ENACTED BY THE LEGISLATURE OF THE STATE OF NEW MEXICO:
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0016|          Section 1.  SHORT TITLE.--This act may be cited as the
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0017|     "Environmental Audit Act".
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0018|          Section 2.  FINDINGS--PURPOSE.--
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0019|               A.  The legislature finds that:
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0020|                    (1)  protection of the environment is enhanced
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0021|     by voluntary compliance with environmental laws;
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0022|                    (2)  voluntary compliance is fostered by 
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0023|     self-audit of compliance and by management systems that assure
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0024|     compliance; and
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0025|                    (3)  it is in the public interest to encourage
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0001|     self-audit of environmental compliance.
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0002|               B.  The purpose of the Environmental Audit Act is to
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0003|     encourage improvements in environmental compliance by providing
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0004|     for the mitigation of penalties for violations disclosed in an
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0005|     environmental audit report.
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0006|          Section 3.  DEFINITIONS.--As used in the Environmental
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0007|     Audit Act:
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0008|               A.  "department" means the department of
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0009|     environment;
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0010|               B.  "environmental audit" means a voluntary 
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0011|     self-evaluation of compliance with any environmental law of:
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0012|                    (1)  a facility by the owner or operator; or 
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0013|                    (2)  the operation of a facility by an owner or
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0014|     operator;
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0015|               C.  "environmental audit report" means any
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0016|     documentation or communication reporting the results of an
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0017|     environmental audit;
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0018|               D.  "environmental law" means the Environmental
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0019|     Improvement Act, the Air Quality Control Act, the Water Quality
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0020|     Act, the Ground Water Protection Act, the Environmental
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0021|     Compliance Act and the Solid Waste Act; and
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0022|               E.  "person" means an individual or any legal
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0023|     entity.
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0024|          Section 4.  VOLUNTARY DISCLOSURE.--
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0025|               A.  The department shall establish regulations that
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0001|     provide for mitigation of civil penalties in those
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0002|     circumstances when an owner or operator makes a voluntary
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0003|     disclosure of a violation of an environmental law to the
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0004|     department and requests technical assistance to correct
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0005|     deficiencies or operational problems in order to achieve
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0006|     compliance, provided the following conditions are met:
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0007|                    (1)  the voluntary disclosure is made within
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0008|     ten working days after knowledge of the information disclosed
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0009|     is obtained by the owner or operator;
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0010|                    (2)  the owner or operator is the first person
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0011|     to make the voluntary disclosure;
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0012|                    (3)  the person submits a specific date and
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0013|     schedule for achieving compliance to the department that is
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0014|     approved by the department;
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0015|                    (4)  the disclosure is contained in an
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0016|     environmental audit report submitted to the department; and 
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0017|                    (5)  the person making the disclosure
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0018|     cooperates with the department's investigation and with efforts
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0019|     to achieve compliance.
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0020|               B.  The mitigation of penalties granted in
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0021|     Subsection A of this section may be withdrawn and civil
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0022|     penalties imposed if:
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0023|                    (1)  the disclosure was not voluntary;  
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0024|                    (2)  the violation was committed willfully by
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0025|     the person making the disclosure;
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0001|                    (3)  the schedule for compliance is not
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0002|     maintained; or
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0003|                    (4)  the same or similar violation has not been
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0004|     previously reported by the owner or operator.
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0005|               C.  The department shall establish regulations
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0006|     pursuant to Subsection A of this section that provide for
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0007|     confidentiality of proprietary information.  Nothing in this
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0008|     subsection shall be construed to make the audit confidential.
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0009|               D.  Submission to the department of an environmental
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0010|     audit report that does not demonstrate a threat to public
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0011|     health or safety shall not be exclusively the basis for denial
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0012|     of a permit.  The burden of demonstrating that a violation is
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0013|     not a threat to public heath or safety is on the owner or
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0014|     operator. 
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0015|          Section 5.  EMERGENCY.--It is necessary for the public
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0016|     peace, health and safety that this act take effect immediately.
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0017|                                  
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0018|                            State of New Mexico
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0019|                      House of Representatives
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0020|   
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0021|                      FORTY-THIRD LEGISLATURE
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0022|                        FIRST SESSION, 1997
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0023|   
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0024|   
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0025|                                                   March 6, 1997
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0001|   
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0002|   
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0003|   Mr. Speaker:
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0004|   
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0005|        Your CONSUMER AND PUBLIC AFFAIRS COMMITTEE, to
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0006|   whom has been referred
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0007|   
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0008|                       HOUSE BILL 1149
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0009|                               
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0010|   has had it under consideration and reports same with
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0011|   recommendation that it DO PASS, and thence referred to the
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0012|   JUDICIARY COMMITTEE.
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0013|   
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0014|                                 Respectfully submitted,
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0015|   
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0016|   
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0017|   
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0018|                                                                 
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0019|   
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0020|                                                              Gary King, Chairman
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0021|   
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0022|   
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0023|   Adopted                          Not Adopted                     
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0024|    
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0025|             (Chief Clerk)                       (Chief Clerk)
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0001|   
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0002|                        Date             
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0003|   
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0004|   The roll call vote was 6  For 0  Against
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0005|                  Yes:      6    
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0006|             Excused:  Heaton, Rios, Sandel, Vigil
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0007|             Absent:   None
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0008|   
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0009|   
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0010|   G:\BILLTEXT\BILLW_97\H1149
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